Archive for November 30th, 2006

The Rule 415 Conundrum- We Await the SEC…

By at 30 November, 2006, 6:53 pm

In recent interpretations, staff members of the Securities and Exchange Commission’s Division of Corporation Finance for the first time have been advising small public issuers (the almost 10,000 companies with less than $75 million in public trading stock) that they must limit the percentage of their company that may be registered to increase their float. [...]

Read More >>