Archive for January 25th, 2007
Rule 415 – You Heard it Here First..well after Dow Jones..
By David Feldman at 25 January, 2007, 7:10 pm
At the San Diego PLI conference, SEC Corporation Finance Deputy Director Shelley Parratt was the first to announce the new internal registration guidelines this evening. The standard will be one-third of the non-affiliate stock, below which you’re probably OK, and above which they are very willing to entertain arguments that those seeking to register do [...]
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