Archive for January 29th, 2007

Preliminary Musings as to the New Rule 415 Regime – Now What?

By at 29 January, 2007, 7:13 pm

Here are some initial thoughts and humble suggestions as we all adjust to the “new normal” under 415 (remember our first reactions when Sarbanes-Oxley was passed?). Bottom line: it ain’t the greatest but the sky is indeed not falling and I believe the SEC is not trying to stop these transactions but rather to rein [...]

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