Archive for July 1st, 2007

Is the Rule 415 Issue Still Relevant? (hint: yes)

By at 1 July, 2007, 7:54 pm

Some are wondering if the new Rule 144 proposals, in particular shortening the holding period before being able to sell without registration in most cases to six months, essentially moot the entire Rule 415 brouhaha. The short answer: well yes and no. There is no question that shortening the Rule 144 holding period will meaningfully [...]

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