Archive for December 11th, 2007

Alert: S-3 Availability Limited to Exchange-Traded Stocks

By at 11 December, 2007, 8:38 pm

Today the SEC approved the expanded availability of “short form” registration on Form S-3 (and F-3 for foreign companies), as well as changes to Regulation D. Unfortunately I was not able to listen in, so will have to play the replay at some point in the next few days. I have heard, however, that they [...]

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