Tip of the Week: Building Post-Merger Support

You’ve done it all—found a shell, completed the long and daunting due diligence process, closed the deal—now what? The following tips, as described in my book, will guide you through the next step, gaining market support. Going public was just the beginning, it’s what you do next that counts! Get a new attitude. Going public ...

Winter Contrasts- and a New Idea?

This winter is a study in contrast more than many. During the last week I have been in balmy Los Angeles, chilly Las Vegas, barely freezing New York and then Vermont where the thermometer barely stayed above zero (finally back to New York). The US Presidential race, with no clear front-runner in either party, seems ...

More Effective Dates

The SEC’s website has indicated that: a) The release providing increased availability of Form S-3 and Form F-3 “short form registration” for any full reporting company regardless of public float (but with certain limitations and excluding stock trading on the Pink Sheets or Bulletin Board) will be effective January 28. b) The release entitled “Smaller ...