Tip of the Week: Need a Reverse Split? Avoid a Merger Proxy

When a public shell is in the process of completing a reverse merger it often finds itself with too many issued and outstanding shares or not enough authorized shares. One solution is a reverse stock split. A reverse stock split is a pro rata reduction in the number of shares of capital stock of a ...

Quality Time

Just got back from a fabulous cruise with my daughter, who’s heading to Brandeis University next year. Just the father-daughter thing which was great. Really missed my son (he’s 6 in a week), fabulous wife and wonder pup Toby, but had a really great time just relaxing, hitting the islands, nice dinners and yes a ...

Season of Renewal

Ah Spring. The time for flowers, new relationships, new beginnings. When enjoying a warm, sunny day can elevate one’s outlook and mood. For those of us who suffer cold and snowy winters (yes I know you folks in Canada have it rougher than us in New York), it is indeed a wonderful relief to hear ...

Private Placement Broker Registration – Finally? 3

I spoke on a panel last Friday at the American Bar Association’s Section of Business Law’s Spring meeting in Dallas (don’t ask about my awesome travel experience on American Airlines). My fellow speakers and I updated the attendees on the new rules for smaller companies, including Rule 144 and Form S-3 changes. For me a ...