Archive for April 13th, 2008

Private Placement Broker Registration – Finally?

By at 13 April, 2008, 7:44 am

I spoke on a panel last Friday at the American Bar Association’s Section of Business Law’s Spring meeting in Dallas (don’t ask about my awesome travel experience on American Airlines). My fellow speakers and I updated the attendees on the new rules for smaller companies, including Rule 144 and Form S-3 changes. For me a [...]

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