Archive for June 26th, 2008
Rule 415 and 144 Update Panel: Glimmer of Hope on Evergreen Requirement
By David Feldman at 26 June, 2008, 8:36 am
Sorry, in this entry I’m going to use a bit of securities-lawyer speak, so I apologize in advance for those who were smart enough to skip law school. I just attended a “webinar” put on by DealFlow Media on Rule 415, Rule 144, Form S-3 and Rule 145 changes, interpretations and the like. I attended [...]
Read More >>"Cash and Carry" of Form 10 Shells Becomes More Popular
By David Feldman at 26 June, 2008, 8:34 am
In my office we are seeing an noticeable increase in private companies going public through a merger with a virgin shell where, rather than convincing the shell owner to merge with them and leave the shell’s owners with a percentage of the equity, the private company takes over 100% of the shell’s stock. This is [...]
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