Archive for July 16th, 2008

Text of My Request for Interpretive Guidance to the SEC on Rule 144(i)

By at 16 July, 2008, 8:46 am

A number of blogees have emailed me asking if I can post the letter I sent to the SEC requesting interpretive guidance with respect to whether or not the “evergreen” requirement in new Rule 144(i) is retroactive. I hereby do so. I have been informed that the SEC has received and is reviewing the letter, [...]

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