Archive for August 21st, 2008
Off We Go
By David Feldman at 21 August, 2008, 9:04 am
For just a moment, never mind 144(i), evergreen requirements, SPAC doldrums, Worm/Wulff yada yada yada. Sunday is the big day. We are taking my daughter to begin her freshman year at a prestigious university in the Northeast, less than four hours from our home. I think I am ready. I know she is ready though [...]
Read More >>SEC Response to my Request for Interpretive Guidance
By David Feldman at 21 August, 2008, 9:03 am
I received a telephonic response to my request for interpretive guidance on Rule 144(i). See prior blog entries for the request itself. The bad part of the response: the Staff believes that 144(i) is retroactive to issuers who stopped being shells before the effectiveness of the rule. Thus, every company that was ever a shell, [...]
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