Archive for September 19th, 2008
Tip of the Week: Don’t Forget Schedule 14F!
By David Feldman at 19 September, 2008, 9:11 am
If you anticipate a change in the shell’s board upon the completion of a reverse merger, this filing is almost always required. It is sometimes forgotten or ignored, but Schedule 14F must be prepared, filed with the SEC and mailed to the shell’s shareholders ten days before closing the deal. The most painstaking part of [...]
Read More >>Request for Rulemaking Almost Final
By David Feldman at 19 September, 2008, 9:10 am
Just wanted to update you that the growing group of attorneys ready to sign the request for rulemaking to eliminate the “evergreen” requirement in Rule 144(i) following the one year anniversary after ceasing to be a shell has just about finalized the document. I’ve gotten some great input from my colleagues, and we want to [...]
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