By David Feldman at 27 April, 2009, 6:12 pm
Very few PIPE deals are getting done these days. But the “registered direct offering,” involving a short-form registration, sale of stock and immediate tradability, is becoming more popular. The problem is, to do this a company has to be eligible for the short form, which requires it to have a market capitalization above $75 million, [...]
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Introduction to Reverse Mergers
David N. Feldman is a Partner in Richardson & Patel LLP. His practice focuses on corporate and securities matters and general representation of public and private companies, investment banks, private equity firms and high net worth individuals.
David is considered one of the country's leading experts on reverse mergers, in which a private company becomes publicly traded through a merger with a publicly held "shell" company. His book on the subject, Reverse Mergers and Other Alternatives to Traditional IPOs, Second Edition (Bloomberg Press, 2009) was originally published in 2006.
