Archive for March 15th, 2010
Senate Financial Reform Bill Could Affect Regulation D Offerings
By David Feldman at 15 March, 2010, 2:57 pm
Sen. Chris Dodd (D-CT) has just today introduced a version of his “Restoring American Financial Stability Act of 2010,” which now includes “Authority of State Regulators over Regulation D Offerings,” which would diminish the “covered security” preemption of 1933 Act Sec. 18(b)(4)(D). That preemption made many Reg. D offerings much easier. Some points of interest at Section 926 include: the SEC [...]
Read More >>Intro to CPC's – Part III: Lots of Deals!
By David Feldman at 15 March, 2010, 6:17 am
Completing this introductory series on capital pool companies, or CPCs, in Canada, the technique has been quite successful indeed. The Reverse Merger Report has reported that 14 deals (known as qualifying transactions or QTs) have been completed just in the period of February 10 through March 11. It seems that energy and Chinese deals rule. Remember that these [...]
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