Archive for April 27th, 2010

My ABA Panel: Part IV – Dodd Bill's Treatment of Rule 506 Preemption: Off the Table?

By at 27 April, 2010, 12:07 pm

You may recall from prior blog posts that the bill that Sen. Chris Dodd’s Banking Committee passed, known as the Restoring American Financial Stability Act of 2010, contained a provision authorizing the SEC to designate a class of securities as not “covered securities” (which are exempt from state securities regulation) if an offering is not [...]

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