Highlights from SEC Small Business Conference Part II

Here are more take-aways from today’s SEC conference. 1. Many are asking for the SEC to try to provide a “safe harbor” that’s nonexclusive to ensure that a company has verified an investor’s accredited status if the company chooses to advertise or generally solicit for investors as will soon be permitted thanks to JOBS. 2. ...

Highlights from SEC Small Business Conference Part I

I am headed back to the soggy Big Apple following the SEC’s annual small business conference. If you’re waiting for the big news, there really wasn’t any. But there was useful and interesting discussion and, as always, some good recommendations made by the attendees. Here are a few tidbits in several blog entries: 1. SEC ...