Nallengara Appointed Acting Director of SEC Corporation Finance

Last week, on her first day as new SEC Chair, Elisse B. Walter named Lona Nallengara as Acting Director of the Division of Corporation Finance, to replace Meredith Cross who announced earlier this month that she’s returning to private law practice at year end. Mr. Nallengara is an SEC staffer, a top deputy of Cross’ ...

New Year’s Wishes for Smallcap World for 2013 1

For now the 6th year in a row I’m happy to throw out my wish list for the small and microcap world and those into alternatives to a traditional IPO to go public. As always I want to give special thanks to my faithful blogees especially in this, a challenging year for many of us. The ...

Crowdfunding Rules Could be Delayed

We learn from today’s DealFlow Report that many are saying it could be a year or more before the SEC releases the much-awaited rules under the Jumpstart our Business Startups (JOBS) Act which will hopefully unleash a torrent of small equity financings through crowdfunding. Technically, the JOBS Act requires the SEC to deliver those rules by ...